Berry, Frances and William Berry. “Tax Innovation by American States: Capitalizing on Political Opportunity.” American Journal of Political Science, 36 (August 1992): 715-42.
This paper assesses the factors that
prompt states to adopt taxes during the twentieth century. We test five explanations
of state tax innovation derived from the literature--economic development, fiscal
health, election cycle, party control, and regional diffusion--using event history
analysis, a pooled cross-sectional time-series technique. While little support
is found for the economic evelopment and party control explanations, our empirical
results are highly consistent with a political opportunity explanation of state
tax adoptions; (1) the presence of a long time until the next election, (2)
the existence of a fiscal crisis, and (3) the presence of neighboring states
that have previously adopted a tax all create opportunities for politicians
to shield themselves from the political costs of supporting a tax increase and
are all shown by empirical analysis to increase the probability of a tax adoption.
This empirical evidence is consistent across different tax instruments and different
periods of analysis throughout the twentieth century.